| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| New Hong Kong Securities Limited | RO | 就证券提供意见 | 2025-08-05 | - |
| RO | 提供资产管理 | 2025-08-05 | - | |
| RO | 证券交易 | 2025-08-05 | - | |
| CHG INVESTMENT CONSULTANT LIMITED | RO | 就证券提供意见 | 2017-09-26 | 2025-07-25 |
| Po Lee Asset Management Limited | RO | 提供资产管理 | 2017-09-26 | 2025-07-25 |
| CHG SECURITIES LIMITED | RO | 证券交易 | 2015-11-13 | 2025-07-25 |
| Rep | 证券交易 | 2004-04-01 | 2015-11-13 | |
| AuVantage Consultancy Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-24 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-24 | |
| Rep | 提供证券保证金融资 | 2003-04-01 | 2004-02-24 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-04-01 | |
| Rep | 证券交易 | 2003-04-01 | 2004-04-01 |