| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DL BROKERAGE LIMITED | Rep | 就机构融资提供意见 | 2003-07-02 | 2003-10-30 |
| Rep | 提供资产管理 | 2003-07-02 | 2003-10-30 | |
| Rep | 就证券提供意见 | 2003-07-02 | 2003-11-14 | |
| Rep | 证券交易 | 2003-07-02 | 2013-10-15 | |
| Lee Tat & Company | Rep | 就机构融资提供意见 | - | 2003-07-02 |
| Rep | 就证券提供意见 | - | 2003-07-02 | |
| Rep | 提供资产管理 | - | 2003-07-02 | |
| Rep | 证券交易 | - | 2003-07-02 |