| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOKHARY SECURITIES LIMITED | Rep | 证券交易 | 2016-07-07 | 2021-09-10 |
| SoFi Securities (Hong Kong) Limited | RO | 证券交易 | 2011-12-22 | 2013-07-04 |
| Waton Securities International Limited | RO | 证券交易 | 2007-11-07 | 2008-03-04 |
| Tung Shing Securities (Brokers) Limited | RO | 就机构融资提供意见 | - | 2003-10-24 |
| RO | 就证券提供意见 | - | 2003-10-24 | |
| RO | 提供资产管理 | - | 2003-10-24 | |
| RO | 证券交易 | - | 2007-07-01 |