| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUA NAN SECURITIES (HK) LIMITED | Rep | 证券交易 | 2010-01-11 | 2011-03-25 |
| QUEST STOCKBROKERS (HK) LIMITED | RO | 证券交易 | 2005-08-11 | 2009-04-01 |
| Rep | 证券交易 | 2005-05-09 | 2005-08-11 | |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2004-04-23 | 2005-05-03 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 就期货合约提供意见 | - | 2004-03-08 |
| Rep | 提供资产管理 | - | 2004-03-08 | |
| Rep | 期货合约交易 | - | 2004-03-08 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | 提供自动化交易服务 | - | 2003-09-11 |
| RO | 就机构融资提供意见 | - | 2004-03-08 | |
| RO | 就证券提供意见 | - | 2004-03-08 | |
| RO | 提供资产管理 | - | 2004-03-08 | |
| RO | 证券交易 | - | 2004-03-08 |