| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KWOK HING SECURITIES LIMITED | Rep | 证券交易 | 2006-12-06 | 2012-04-19 |
| Polaris Capital (Asia) Limited | Rep | 证券交易 | 2006-05-29 | 2006-11-18 |
| KWOK HING SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-02-12 |
| Rep | 就证券提供意见 | - | 2004-02-12 | |
| Rep | 提供资产管理 | - | 2004-02-12 | |
| Rep | 证券交易 | - | 2006-05-20 |