| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Enterprise Capital Company Limited | RO | 就机构融资提供意见 | 2024-10-25 | - |
| Rep | 就机构融资提供意见 | 2024-09-23 | 2024-10-25 | |
| Sprout Asset Management (Asia) Limited | RO | 就机构融资提供意见 | 2024-03-21 | 2024-07-05 |
| CHINA EASE SECURITIES LIMITED | RO | 就机构融资提供意见 | 2022-02-11 | 2023-07-05 |
| RO | 证券交易 | 2022-02-11 | 2023-07-05 | |
| Lapland Securities Limited | Rep | 就证券提供意见 | 2020-10-29 | 2022-01-17 |
| Rep | 提供资产管理 | 2020-10-29 | 2022-01-17 | |
| Rep | 证券交易 | 2020-10-29 | 2022-01-17 | |
| Walker Capital Limited (HK) | RO | 就机构融资提供意见 | 2017-07-28 | 2020-04-06 |
| Gulf Line Capital Advisors Limited | Rep | 就证券提供意见 | 2016-12-05 | 2017-07-24 |
| Rep | 提供资产管理 | 2016-12-05 | 2017-07-24 | |
| TAIPING CAPITAL LIMITED | RO | 就机构融资提供意见 | 2014-05-28 | 2016-04-15 |
| Amasse Capital Limited | RO | 就机构融资提供意见 | 2012-07-13 | 2014-04-28 |
| REDFORD CORPORATE FINANCE LIMITED | RO | 就机构融资提供意见 | 2011-02-07 | 2012-03-15 |
| Redford Asset Management Limited | Rep | 就证券提供意见 | 2010-05-27 | 2011-02-07 |
| Rep | 提供资产管理 | 2010-05-27 | 2011-02-07 | |
| REDFORD SECURITIES LIMITED | Rep | 证券交易 | 2010-05-27 | 2011-02-07 |
| CSC ASIA LIMITED | Rep | 就机构融资提供意见 | 2009-09-11 | 2010-05-15 |
| CSC SECURITIES (HK) LIMITED | Rep | 就证券提供意见 | 2009-09-11 | 2010-05-15 |
| Rep | 证券交易 | 2009-09-11 | 2010-05-15 | |
| PRESIDENT SECURITIES (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2007-06-20 | 2009-04-03 |
| RO | 就证券提供意见 | 2007-06-20 | 2009-04-03 | |
| RO | 提供资产管理 | 2007-06-20 | 2009-04-03 | |
| Rep | 证券交易 | 2006-08-03 | 2009-04-03 | |
| CVP Securities Limited | RO | 证券交易 | 2006-05-17 | 2006-07-31 |
| Rep | 证券交易 | 2006-04-24 | 2006-05-17 | |
| Open Securities Limited | RO | 就证券提供意见 | 2005-01-13 | 2006-02-06 |
| RO | 提供资产管理 | 2005-01-13 | 2006-02-06 | |
| RO | 证券交易 | 2005-01-13 | 2006-02-06 | |
| RO | 就机构融资提供意见 | 2004-06-23 | 2006-02-06 | |
| Rep | 就机构融资提供意见 | 2004-06-02 | 2004-06-23 | |
| FUHWA SECURITIES (HONG KONG) CO., LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2004-03-01 |
已采集记录中暂无金管局登记。