| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited | Rep | 证券交易 | 2022-02-14 | 2026-02-15 |
| RO | 就证券提供意见 | 2011-12-13 | 2022-02-14 | |
| RO | 证券交易 | 2011-12-13 | 2022-02-14 | |
| SDIC SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2010-05-18 | 2011-09-01 |
| RO | 证券交易 | 2010-05-18 | 2011-09-01 | |
| SDIC Securities International Financial Holdings Limited | RO | 就机构融资提供意见 | - | 2005-01-28 |
| RO | 提供资产管理 | - | 2005-01-28 | |
| RO | 就证券提供意见 | - | 2011-09-01 | |
| RO | 证券交易 | - | 2011-09-01 |