| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMBC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2011-09-20 | 2011-12-17 |
| ORIENTAL WEALTH SECURITIES LIMITED | Rep | 证券交易 | 2008-11-05 | 2011-09-17 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 证券交易 | 2006-09-08 | 2008-10-31 |
| CVP Securities Limited | Rep | 证券交易 | 2005-08-22 | 2006-09-04 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-11-04 |
| Rep | 就证券提供意见 | - | 2004-11-04 | |
| Rep | 提供资产管理 | - | 2004-11-04 | |
| Rep | 证券交易 | - | 2005-08-20 |