| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ENLIGHTEN SECURITIES LIMITED | RO | 证券交易 | 2007-10-08 | 2008-11-28 |
| Rep | 证券交易 | 2007-09-04 | 2007-10-08 | |
| HANTEC SECURITIES CO., LIMITED | RO | 证券交易 | 2006-01-17 | 2007-08-18 |
| Rep | 证券交易 | 2005-10-13 | 2006-01-17 | |
| ENLIGHTEN SECURITIES LIMITED | Rep | 证券交易 | 2004-03-09 | 2005-10-08 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2003-08-26 | 2004-03-08 |
| WINGS SECURITIES (HK) LIMITED | Rep | 就机构融资提供意见 | - | 2003-08-22 |
| Rep | 就证券提供意见 | - | 2003-08-22 | |
| Rep | 提供资产管理 | - | 2003-08-22 | |
| Rep | 证券交易 | - | 2003-08-22 |