| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Well Link Securities Limited | Rep | 证券交易 | 2009-01-02 | 2010-08-31 |
| BOCOM International Holdings Company Limited | Rep | 证券交易 | 2007-11-22 | 2008-03-03 |
| BOCOM International Securities Limited | Rep | 证券交易 | 2007-11-22 | 2008-12-02 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2005-02-07 |
| Rep | 就证券提供意见 | - | 2005-02-07 | |
| Rep | 提供资产管理 | - | 2005-02-07 | |
| Rep | 证券交易 | - | 2007-11-15 |