| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Hong Kong Securities (International) Company Limited | RO | 证券交易 | 2009-07-23 | 2011-02-15 |
| GRAND CAPITAL ASIA LIMITED | RO | 证券交易 | 2008-05-13 | 2008-10-06 |
| Success Securities Limited | Rep | 证券交易 | 2007-06-26 | 2008-05-01 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-13 |
| Rep | 就证券提供意见 | - | 2004-01-13 | |
| Rep | 提供资产管理 | - | 2004-01-13 | |
| Rep | 提供自动化交易服务 | - | 2004-01-13 | |
| Rep | 证券交易 | - | 2007-05-22 |