| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Patrons Capital Limited | RO | 证券交易 | 2024-12-23 | - |
| RO | 就机构融资提供意见 | 2023-01-16 | - | |
| Daiwa Capital Markets Hong Kong Limited | RO | 就机构融资提供意见 | 2017-09-22 | 2021-09-13 |
| RO | 证券交易 | 2017-09-22 | 2021-09-13 | |
| Rep | 就机构融资提供意见 | 2017-07-07 | 2017-09-22 | |
| Rep | 证券交易 | 2017-07-07 | 2017-09-22 | |
| CGS International Securities Hong Kong Limited | RO | 证券交易 | 2016-05-27 | 2017-06-27 |
| RO | 就机构融资提供意见 | 2011-04-01 | 2017-06-27 | |
| Rep | 就机构融资提供意见 | 2010-12-03 | 2011-04-01 | |
| Rep | 证券交易 | 2010-12-03 | 2016-05-27 | |
| ABCI Securities Company Limited | RO | 就机构融资提供意见 | 2003-04-01 | 2010-09-18 |