| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited | Rep | 证券交易 | 2004-04-20 | 2010-09-01 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-12-09 | 2010-09-01 |
| Ark Securities (Hong Kong) Limited | RO | 证券交易 | 2003-10-10 | 2004-04-20 |
| Rep | 证券交易 | 2003-06-18 | 2003-10-10 | |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2003-06-05 |
| Rep | 就证券提供意见 | - | 2003-06-05 | |
| Rep | 提供资产管理 | - | 2003-06-05 | |
| Rep | 提供自动化交易服务 | - | 2003-06-05 | |
| Rep | 证券交易 | - | 2003-06-05 |