| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HANG SENG SECURITIES LIMITED | Rep | 证券交易 | 2011-10-27 | 2019-10-26 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-02-17 | 2011-08-18 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | - | 2011-08-18 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | - | 2004-04-16 |
| Rep | 提供资产管理 | - | 2004-04-16 | |
| Rep | 期货合约交易 | - | 2004-04-16 |