| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就证券提供意见 | 2007-03-01 | 2010-03-11 |
| Rep | 期货合约交易 | 2007-03-01 | 2010-03-11 | |
| Rep | 证券交易 | 2007-03-01 | 2010-03-11 | |
| CINDA INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2006-06-06 | 2006-12-11 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2006-06-06 | 2006-12-11 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就证券提供意见 | 2006-06-06 | 2006-12-11 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2006-06-06 | 2006-12-11 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2006-06-06 | 2006-12-11 |