| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2015-12-01 | - |
| RO | 证券交易 | 2014-02-18 | - | |
| Rep | 证券交易 | 2014-01-27 | 2014-02-18 | |
| UNITED WORLD ONLINE LIMITED | RO | 就证券提供意见 | 2010-09-20 | 2014-01-20 |
| RO | 证券交易 | 2005-12-23 | 2014-01-20 | |
| Rep | 证券交易 | 2004-11-02 | 2005-12-23 | |
| UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-04 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-27 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-27 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-27 | |
| Rep | 证券交易 | 2003-04-01 | 2005-07-20 |
金管局记录暂时无法加载，请稍后重试。