| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Polaris Capital (Asia) Limited | Rep | 就机构融资提供意见 | 2004-05-20 | 2009-07-10 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2004-05-20 | 2006-11-01 |
| Rep | 证券交易 | 2004-03-05 | 2006-11-01 | |
| Polaris Capital (Asia) Limited | Rep | 证券交易 | 2004-02-17 | 2009-07-10 |
| CGS International Securities Hong Kong Limited | Rep | 就机构融资提供意见 | - | 2003-07-30 |
| Rep | 就证券提供意见 | - | 2003-07-30 | |
| Rep | 提供资产管理 | - | 2003-07-30 | |
| Rep | 证券交易 | - | 2004-02-05 |