| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2005-05-18 | 2011-06-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2004-10-06 | 2011-06-01 |
| HUNG SING SECURITIES LIMITED | Rep | 证券交易 | 2004-01-14 | 2004-10-06 |
| ABCI Securities Company Limited | Rep | 就证券提供意见 | - | 2003-10-29 |
| Rep | 提供资产管理 | - | 2003-10-29 | |
| Rep | 提供自动化交易服务 | - | 2003-10-29 | |
| Rep | 就机构融资提供意见 | - | 2003-12-31 | |
| Rep | 证券交易 | - | 2003-12-31 |