| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-08-21 | 2011-07-19 |
| Rep | 证券交易 | 2007-08-21 | 2011-07-19 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-11-29 | 2007-08-10 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2006-11-14 | 2007-08-10 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2005-04-12 | 2006-11-01 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2004-07-23 |
| Rep | 就证券提供意见 | - | 2004-07-23 | |
| Rep | 提供资产管理 | - | 2004-07-23 | |
| Rep | 提供自动化交易服务 | - | 2004-07-23 | |
| Rep | 证券交易 | - | 2005-04-08 |