Lo, Shun Tat 盧順達
证监会中央编号:AAK741
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FT Securities Limited | Rep | 就期货合约提供意见 | 2008-08-05 | 2009-06-01 |
| Rep | 期货合约交易 | 2008-08-05 | 2009-06-01 | |
| Rep | 证券交易 | 2008-08-05 | 2009-06-01 | |
| BEA Union Investment Management Limited | Rep | 提供资产管理 | 2007-10-29 | 2007-12-11 |
| Rep | 证券交易 | 2006-08-17 | 2007-12-11 | |
| ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED | Rep | 证券交易 | 2006-06-19 | 2007-12-11 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2004-02-27 |
| Rep | 就证券提供意见 | - | 2004-02-27 | |
| Rep | 证券交易 | - | 2006-06-17 |