Wong, Sai Wo 王世和 Hong Kong SFC License Details (ID 101686)

Wong, Sai Wo 王世和 Hong Kong SFC License Details (ID 101686)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
UOB KAY HIAN (HONG KONG) LIMITED	Rep	证券交易	2006-06-12	2006-07-26
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2006-06-12	2006-07-26
UOB KAY HIAN (HONG KONG) LIMITED	RO	证券交易	2005-03-11	2006-06-12
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2005-03-11	2006-06-12
UOB KAY HIAN (HONG KONG) LIMITED	Rep	证券交易	2004-12-13	2005-03-11
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2004-12-13	2005-03-11
BNP PARIBAS PEREGRINE FUTURES LIMITED	RO	期货合约交易	2003-10-28	2004-12-11
BNP PARIBAS SECURITIES (ASIA) LIMITED	RO	证券交易	2003-10-28	2004-12-11
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	就期货合约提供意见	-	2003-08-16
	Rep	提供资产管理	-	2003-08-16
	Rep	期货合约交易	-	2003-10-28
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	就机构融资提供意见	-	2003-08-16
	Rep	就证券提供意见	-	2003-08-16
	Rep	提供资产管理	-	2003-08-16
	Rep	证券交易	-	2003-10-28