| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2004-03-22 | 2004-04-27 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2004-03-22 | 2004-04-27 |
| FT Securities Limited | Rep | 证券交易 | 2003-09-19 | 2003-12-17 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-09-19 | 2003-12-17 |