Personnel Hong Kong SFC License Details (ID 101895)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Alpha Financial Group Limited	Rep	证券交易	2016-02-11	2025-04-30
CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED	Rep	证券交易	2013-10-02	2014-01-30
EMPEROR FUTURES LIMITED	Rep	期货合约交易	2012-07-25	2013-09-25
EMPEROR SECURITIES LIMITED (HK)	Rep	证券交易	2012-07-25	2013-09-25
Funderstone Futures Limited	Rep	期货合约交易	2012-02-20	2012-06-30
Funderstone Securities Limited	Rep	证券交易	2012-02-20	2012-06-30
XinKong International Securities Limited	Rep	期货合约交易	2010-07-26	2011-05-23
	Rep	证券交易	2010-06-24	2011-05-23
Beijing Securities Limited	Rep	证券交易	2010-03-08	2010-06-15
QUEST STOCKBROKERS (HK) LIMITED	Rep	证券交易	2009-09-19	2009-10-01
	RO	证券交易	2009-03-19	2009-09-19
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2007-07-26	2009-02-14
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2005-11-15	2009-02-14
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2005-03-16	2005-09-27
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2005-03-16	2005-09-27
China Reserve Securities Limited	Rep	证券交易	2004-07-14	2004-10-12
Oshidori Securities Limited	Rep	就机构融资提供意见	2004-05-19	2004-07-12
	Rep	就证券提供意见	2004-05-19	2004-07-12
	Rep	提供资产管理	2004-05-19	2004-07-12
	Rep	证券交易	2004-05-19	2004-07-12
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	就机构融资提供意见	2004-02-16	2004-05-18
	Rep	就证券提供意见	2004-02-16	2004-05-18
	Rep	提供资产管理	2004-02-16	2004-05-18
	Rep	证券交易	2004-02-16	2004-05-18
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	就机构融资提供意见	-	2004-02-11
	Rep	就证券提供意见	-	2004-02-11
	Rep	提供资产管理	-	2004-02-11
	Rep	提供自动化交易服务	-	2004-02-11
	Rep	证券交易	-	2004-02-11

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