Thompson, Nicholas James Creer
证监会中央编号:ABE543
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2022-05-20 | - |
| orientiert International Markets Limited | Rep | 证券交易 | 2009-03-10 | 2009-10-27 |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2008-08-11 | 2008-11-26 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 证券交易 | 2004-07-19 | 2008-11-26 |
| AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS) | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-04-01 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-04-01 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-04-01 |
已采集记录中暂无金管局登记。