Chan, Sophia Sok Yin 陳淑妍 Hong Kong SFC License Details (ID 101927)

Chan, Sophia Sok Yin 陳淑妍 Hong Kong SFC License Details (ID 101927)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
REDFORD SECURITIES LIMITED	RO	证券交易	2011-10-18	2011-12-29
CSC FUTURES (HK) LIMITED	Rep	期货合约交易	2008-09-30	2009-10-28
CSC FINANCIAL SERVICES LIMITED (d2015-11-19)	RO	证券交易	2008-08-21	2009-10-28
CSC SECURITIES (HK) LIMITED	RO	证券交易	2008-08-21	2009-10-28
	Rep	证券交易	2008-07-25	2008-08-21
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	RO	证券交易	2007-03-13	2008-07-16
	Rep	证券交易	2006-11-24	2007-03-13
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	就证券提供意见	2006-07-04	2006-11-01
	Rep	提供资产管理	2006-07-04	2006-11-01
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2003-12-16	2006-03-11
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2003-12-16	2006-03-11
FIRST SHANGHAI FUTURES LIMITED	Rep	期货合约交易	2003-11-18	2003-11-19
FIRST SHANGHAI SECURITIES LIMITED	Rep	证券交易	2003-11-18	2003-11-19