| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KMT SECURITIES LIMITED | RO | 证券交易 | 2026-02-24 | - |
| Opus Capital Management Limited | Rep | 提供资产管理 | 2018-11-01 | 2024-09-25 |
| UZen Securities Limited | RO | 证券交易 | 2018-08-21 | 2024-09-25 |
| Rep | 证券交易 | 2018-07-03 | 2018-08-21 | |
| TFI Securities and Futures Limited | RO | 证券交易 | 2016-11-21 | 2018-06-18 |
| Rep | 证券交易 | 2016-10-20 | 2016-11-21 | |
| Rep | 期货合约交易 | 2016-10-20 | 2018-06-18 | |
| CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2016-05-26 | 2016-10-08 |
| Rep | 提供资产管理 | 2016-05-26 | 2016-10-08 | |
| RO | 证券交易 | 2015-04-23 | 2016-10-08 | |
| Rep | 证券交易 | 2009-11-23 | 2015-04-23 |