| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2026-10-09 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2026-10-09 | - |
| Rep | 证券交易 | 2026-10-09 | - | |
| AUSTRAX ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2017-04-13 | 2026-08-21 |
| Funde Investment Management Limited | RO | 提供资产管理 | 2007-06-14 | 2017-03-21 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2004-10-11 | 2007-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-09-21 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-09-21 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-09-21 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-09-21 | |
| Rep | 证券交易 | 2003-04-01 | 2004-09-21 |
已采集记录中暂无金管局登记。