| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ORIENTAL WEALTH SECURITIES LIMITED | Rep | 证券交易 | 2009-01-02 | 2010-08-11 |
| HING WONG SECURITIES LIMITED | Rep | 证券交易 | 2008-06-16 | 2008-07-18 |
| LEHIN SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2005-01-18 |
| Rep | 就证券提供意见 | - | 2005-01-18 | |
| Rep | 提供资产管理 | - | 2005-01-18 | |
| Rep | 证券交易 | - | 2008-06-14 |