Tse, Andy Ka Wai 謝家偉 Hong Kong SFC License Details (ID 102242)

Tse, Andy Ka Wai 謝家偉 Hong Kong SFC License Details (ID 102242)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
JIMEI SECURITIES LIMITED	Rep	证券交易	2014-08-05	-
CHG SECURITIES LIMITED	Rep	证券交易	2011-09-20	2014-08-01
WINTONE SECURITIES LIMITED	Rep	期货合约交易	2010-01-05	2011-04-08
	Rep	证券交易	2007-05-14	2011-09-01
ORIENT SECURITIES LIMITED	Rep	证券交易	2007-01-02	2007-05-07
KEE CHEONG SECURITIES COMPANY LIMITED	Rep	证券交易	2005-05-31	2006-12-22
MANBLE SECURITIES LIMITED	Rep	证券交易	2004-12-20	2005-04-25
KINGSTON SECURITIES LIMITED	Rep	提供自动化交易服务	2003-04-01	2003-07-04
	Rep	就机构融资提供意见	2003-04-01	2004-07-27
	Rep	就证券提供意见	2003-04-01	2004-07-27
	Rep	提供资产管理	2003-04-01	2004-07-27
	Rep	证券交易	2003-04-01	2004-07-27