| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | 提供资产管理 | 2019-06-19 | 2023-02-24 |
| RO | 就机构融资提供意见 | 2015-03-18 | 2023-03-24 | |
| RO | 就证券提供意见 | 2015-03-18 | 2023-03-24 | |
| RO | 证券交易 | 2015-03-18 | 2023-03-24 | |
| Rep | 就机构融资提供意见 | 2014-04-04 | 2015-03-18 | |
| Rep | 就证券提供意见 | 2014-04-04 | 2015-03-18 | |
| Rep | 证券交易 | 2014-04-04 | 2015-03-18 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2010-12-17 | 2011-01-01 |
| Rep | 证券交易 | 2010-12-17 | 2011-01-01 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2006-06-06 |
| Rep | 证券交易 | - | 2006-06-06 |