| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOOD HARVEST SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2012-08-01 | 2015-12-31 |
| BlackRock Asset Management North Asia Limited | Rep | 就证券提供意见 | 2009-09-09 | 2009-11-12 |
| WFM Asia (HK) Limited | Rep | 就期货合约提供意见 | 2005-10-17 | 2009-01-16 |
| Rep | 就证券提供意见 | 2004-05-27 | 2009-01-16 | |
| Rep | 提供资产管理 | 2004-05-27 | 2009-01-16 |