| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIDAS CAPITAL PARTNERS HONG KONG LIMITED | Rep | 就证券提供意见 | 2016-04-12 | 2017-04-30 |
| Rep | 提供资产管理 | 2016-04-12 | 2017-04-30 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期货合约交易 | 2014-01-22 | 2014-11-28 |
| Rep | 证券交易 | 2013-12-19 | 2014-11-28 | |
| WINNINGTON CAPITAL LIMITED | Rep | 就期货合约提供意见 | 2006-05-26 | 2008-12-01 |
| Rep | 就证券提供意见 | 2006-05-26 | 2008-12-01 | |
| Rep | 提供资产管理 | 2006-05-26 | 2008-12-01 |