| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2015-12-11 | - |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2014-12-08 | - |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2006-03-24 | 2008-03-06 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2005-03-22 | 2008-03-06 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-02-26 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-26 | |
| Rep | 期货合约交易 | 2003-04-01 | 2008-03-06 |