| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2013-06-24 | 2018-09-05 |
| Rep | 就证券提供意见 | 2013-06-24 | 2023-03-30 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2013-06-24 | 2014-04-22 |
| Mirae Asset Securities (HK) Limited | Rep | 就证券提供意见 | 2008-07-28 | 2010-07-01 |
| GEOMATRIX (H.K.) LIMITED | RO | 提供资产管理 | 2008-05-05 | 2008-06-12 |
| Rep | 提供资产管理 | 2007-05-22 | 2008-05-05 | |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2006-08-14 | 2006-09-13 |
| Rep | 就机构融资提供意见 | - | 2004-08-01 | |
| Rep | 就证券提供意见 | - | 2004-08-01 | |
| Rep | 提供资产管理 | - | 2004-08-01 | |
| Rep | 提供自动化交易服务 | - | 2004-08-01 | |
| Rep | 证券交易 | - | 2004-08-01 |