| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FT Securities Limited | RO | 就期货合约提供意见 | 2005-10-06 | 2006-09-30 |
| RO | 期货合约交易 | 2005-10-06 | 2006-09-30 | |
| RO | 提供资产管理 | 2005-09-30 | 2006-05-30 | |
| RO | 就证券提供意见 | 2005-09-30 | 2006-09-30 | |
| RO | 证券交易 | 2005-09-30 | 2006-09-30 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | RO | 期货合约交易 | 2005-09-30 | 2005-10-04 |
| FT Securities Limited | Rep | 就机构融资提供意见 | - | 2004-05-14 |
| Rep | 就证券提供意见 | - | 2004-05-14 | |
| Rep | 提供资产管理 | - | 2004-05-14 | |
| Rep | 证券交易 | - | 2005-09-30 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | - | 2004-05-14 |
| Rep | 提供资产管理 | - | 2004-05-14 | |
| Rep | 期货合约交易 | - | 2005-09-30 |