| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BHI Investment Advisors (Asia) Limited (d2017-03-13) | RO | 就证券提供意见 | 2011-05-04 | 2013-05-01 |
| RO | 证券交易 | 2011-05-04 | 2013-05-01 | |
| Rep | 就证券提供意见 | 2011-04-15 | 2011-05-04 | |
| Rep | 证券交易 | 2011-04-15 | 2011-05-04 | |
| HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED | RO | 就证券提供意见 | 2010-05-20 | 2010-11-08 |
| RO | 证券交易 | 2010-05-20 | 2010-11-08 | |
| Rep | 证券交易 | 2005-06-02 | 2010-05-20 | |
| Rep | 就机构融资提供意见 | - | 2004-03-01 | |
| Rep | 提供资产管理 | - | 2004-03-01 | |
| Rep | 就证券提供意见 | - | 2010-05-20 |