| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MUFG Securities Asia Limited | Rep | 期货合约交易 | 2022-09-23 | 2025-06-03 |
| RO | 就证券提供意见 | 2020-03-12 | 2025-06-03 | |
| RO | 证券交易 | 2020-03-12 | 2025-06-03 | |
| Rep | 证券交易 | 2019-03-25 | 2020-03-12 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2015-12-10 | 2019-02-15 |
| Rep | 证券交易 | 2015-12-10 | 2019-02-15 | |
| HARVEST GLOBAL INVESTMENTS LIMITED | Rep | 提供资产管理 | 2009-07-28 | 2009-07-30 |
| Rep | 就证券提供意见 | 2009-06-26 | 2009-07-30 | |
| DWS Investments Hong Kong Limited | Rep | 就证券提供意见 | 2008-05-26 | 2009-06-02 |
| Rep | 证券交易 | 2008-05-26 | 2009-06-02 | |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2004-02-25 | 2007-03-02 |