| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GLENWORTH CAPITAL LIMITED | RO | 就证券提供意见 | 2025-01-08 | - |
| RO | 提供资产管理 | 2025-01-08 | - | |
| Grand China Securities Limited | Rep | 就证券提供意见 | 2024-02-06 | 2024-10-08 |
| Rep | 提供资产管理 | 2024-02-06 | 2024-10-08 | |
| Rep | 证券交易 | 2024-02-06 | 2024-10-08 | |
| BUSINESS SECURITIES LIMITED | RO | 就证券提供意见 | 2022-12-14 | 2024-01-19 |
| RO | 证券交易 | 2022-12-14 | 2024-01-19 | |
| Rep | 就证券提供意见 | 2022-09-15 | 2022-12-14 | |
| Rep | 证券交易 | 2022-09-15 | 2022-12-14 | |
| Growth Track Asset Management Limited | RO | 提供资产管理 | 2017-06-22 | 2022-04-20 |
| GT CAPITAL LIMITED | RO | 就证券提供意见 | 2015-12-28 | 2022-06-30 |
| RO | 证券交易 | 2015-06-30 | 2022-06-30 | |
| M SECURITIES LIMITED (HK) | RO | 证券交易 | 2006-02-23 | 2015-04-22 |
| Nerico Brothers Limited (HK) | RO | 就期货合约提供意见 | 2003-04-01 | 2004-08-02 |
| RO | 提供资产管理 | 2003-04-01 | 2006-02-03 | |
| RO | 期货合约交易 | 2003-04-01 | 2006-02-03 |
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