| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2005-05-09 | 2008-11-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2005-05-09 | 2008-11-01 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | - | 2004-01-20 |
| Rep | 提供资产管理 | - | 2004-01-20 | |
| Rep | 期货合约交易 | - | 2005-04-22 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-20 |
| Rep | 就证券提供意见 | - | 2004-01-20 | |
| Rep | 提供资产管理 | - | 2004-01-20 | |
| Rep | 证券交易 | - | 2005-04-22 |