| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2006-05-22 | 2007-08-01 |
| Rep | 就证券提供意见 | 2006-05-22 | 2007-08-01 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2004-05-04 | 2005-03-09 |
| Rep | 就证券提供意见 | 2004-05-04 | 2005-03-09 | |
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | - | 2004-02-01 |
| RO | 证券交易 | - | 2004-02-01 |