| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2005-09-21 | 2008-04-14 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-09-21 | 2008-04-14 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期货合约交易 | 2004-03-22 | 2005-05-05 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2004-03-22 | 2005-05-05 |