| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PLATINUM BROKING COMPANY LIMITED | Rep | 就证券提供意见 | 2015-10-05 | 2017-10-03 |
| Rep | 证券交易 | 2015-10-05 | 2017-10-03 | |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2015-10-05 | 2017-10-03 |
| Rep | 证券交易 | 2015-10-05 | 2017-10-03 | |
| Quam Securities Limited | RO | 就证券提供意见 | 2006-06-01 | 2009-07-06 |
| RO | 证券交易 | 2006-06-01 | 2009-07-06 | |
| MACQUARIE CAPITAL LIMITED | RO | 提供自动化交易服务 | - | 2003-09-17 |
| RO | 证券交易 | - | 2003-09-17 |