| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FT Securities Limited | Rep | 就期货合约提供意见 | 2007-01-19 | 2010-11-20 |
| Rep | 期货合约交易 | 2006-12-04 | 2010-11-20 | |
| Rep | 证券交易 | 2006-12-04 | 2010-11-20 | |
| NORMAN KONG SECURITIES COMPANY LIMITED | Rep | 期货合约交易 | 2004-07-15 | 2006-11-17 |
| Rep | 就机构融资提供意见 | - | 2003-04-23 | |
| Rep | 就证券提供意见 | - | 2003-04-23 | |
| Rep | 提供资产管理 | - | 2003-04-23 | |
| Rep | 证券交易 | - | 2006-11-17 |