| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-09-03 | 2015-04-02 |
| Rep | 证券交易 | 2012-09-03 | 2015-04-02 | |
| Julius Baer (Hong Kong) Limited | Rep | 就证券提供意见 | 2008-06-18 | 2011-06-13 |
| Rep | 证券交易 | 2008-06-18 | 2011-06-13 | |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 证券交易 | 2006-08-31 | 2008-05-30 |
| Rep | 就机构融资提供意见 | - | 2003-08-27 | |
| Rep | 提供资产管理 | - | 2003-08-27 | |
| Rep | 就证券提供意见 | - | 2008-05-30 |