Personnel Hong Kong SFC License Details (ID 102787)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
ADMIS Hong Kong Limited	RO	期货合约交易	2026-07-10	-
CCB INTERNATIONAL SECURITIES LIMITED	RO	期货合约交易	2013-05-02	2023-04-06
	Rep	就证券提供意见	2013-01-04	2023-04-06
	Rep	证券交易	2013-01-04	2023-04-06
Marex Hong Kong Limited	Rep	期货合约交易	2011-07-04	2012-07-30
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2008-10-13	2011-05-23
	Rep	证券交易	2008-10-13	2011-05-23
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2008-05-15	2011-05-23
Newedge Broker Limited	Rep	提供自动化交易服务	2008-05-15	2009-07-31
	Rep	期货合约交易	2008-05-15	2009-07-31
	Rep	证券交易	2008-05-15	2009-07-31
UBS DERIVATIVES HONG KONG LIMITED	Rep	期货合约交易	2006-10-02	2008-04-17
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2006-10-02	2008-04-17
	Rep	证券交易	2006-10-02	2008-04-17
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2006-10-02	2008-04-17
Credit Agricole Securities (Asia) Limited	Rep	证券交易	2004-06-17	2006-09-30
RBS Asia Futures Limited	Rep	期货合约交易	2004-06-17	2006-09-30
RBS Asia Securities (Hong Kong) Limited	Rep	证券交易	2004-06-17	2005-02-04
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2003-04-01	2004-04-06
	Rep	提供资产管理	2003-04-01	2004-04-06
	Rep	期货合约交易	2003-04-01	2004-05-24
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	就期货合约提供意见	2003-04-01	2003-08-29
	Rep	提供资产管理	2003-04-01	2003-08-29
	Rep	期货合约交易	2003-04-01	2004-05-24
HSBC SECURITIES (ASIA) LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-04-06
	Rep	就证券提供意见	2003-04-01	2004-04-06
	Rep	提供资产管理	2003-04-01	2004-04-06
	Rep	证券交易	2003-04-01	2004-05-24

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