| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2015-02-16 | 2015-12-31 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就证券提供意见 | 2015-02-16 | 2015-12-31 |
| Rep | 证券交易 | 2015-02-16 | 2015-12-31 | |
| ZURICH ADVISORY (HK) LIMITED | Rep | 就证券提供意见 | 2007-07-05 | 2009-11-26 |