| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2022-08-29 | 2025-01-23 |
| Rep | 证券交易 | 2022-08-29 | 2025-01-23 | |
| Aletheia Analyst Network Limited | Rep | 就证券提供意见 | 2020-10-12 | 2022-07-15 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | - | 2003-08-22 |
| Rep | 就机构融资提供意见 | - | 2003-09-01 | |
| Rep | 就证券提供意见 | - | 2003-09-01 | |
| Rep | 提供资产管理 | - | 2003-09-01 | |
| Rep | 证券交易 | - | 2003-09-01 |