| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-08-22 | 2007-12-14 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2006-08-04 | 2007-12-14 |
| SARASIN RABO INVESTMENT MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | - | 2004-10-12 |
| Rep | 提供资产管理 | - | 2004-10-12 | |
| Rep | 就证券提供意见 | - | 2005-01-01 | |
| Rep | 证券交易 | - | 2005-01-01 |