| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Goldyard Capital Limited | Rep | 就证券提供意见 | 2006-09-06 | 2008-01-09 |
| Rep | 提供资产管理 | 2006-09-06 | 2008-01-09 | |
| AXA Financial Planning (Hong Kong) Limited | Rep | 就证券提供意见 | 2004-12-17 | 2006-03-10 |
| Rep | 提供资产管理 | 2004-12-17 | 2006-03-10 | |
| Rep | 证券交易 | 2004-12-17 | 2006-03-10 | |
| HSBC Private Trustee (Hong Kong) Limited | Rep | 就证券提供意见 | - | 2004-07-06 |
| Rep | 提供资产管理 | - | 2004-07-06 | |
| Rep | 证券交易 | - | 2004-07-06 |