Personnel Hong Kong SFC License Details (ID 103091)

Personnel Hong Kong SFC License Details (ID 103091)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Guo Tong Capital Management Company Limited	Rep	就证券提供意见	2011-01-18	2011-05-31
Hafoo Securities Limited	RO	证券交易	2010-08-16	2010-09-20
WILSON SECURITIES LIMITED	RO	就证券提供意见	2010-08-16	2010-09-20
	RO	证券交易	2010-08-16	2010-09-20
Hafoo Securities Limited	Rep	证券交易	2010-07-22	2010-08-16
WILSON SECURITIES LIMITED	Rep	就证券提供意见	2010-07-22	2010-08-16
	Rep	证券交易	2010-07-22	2010-08-16
KGI ASIA LIMITED	RO	就证券提供意见	2008-06-03	2010-07-04
	RO	证券交易	2008-06-03	2010-07-04
KGI SECURITIES (HONG KONG) LIMITED	RO	就证券提供意见	2008-06-03	2010-07-04
	RO	证券交易	2008-06-03	2010-07-04
KGI ASIA LIMITED	Rep	就证券提供意见	2007-10-22	2008-06-03
	Rep	证券交易	2007-10-22	2008-06-03
KGI SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2007-10-22	2008-06-03
	Rep	证券交易	2007-10-22	2008-06-03
Everbright Securities Investment Services (HK) Limited	Rep	就证券提供意见	2006-08-28	2007-10-11
	Rep	证券交易	2004-06-10	2007-10-11